National Bank Community Development

For Official Use Only Comptroller of the Currency CD-1 – National Bank Community Administrator of National Banks Development (Part 24) Investments OMB Number 1557-0194 A national bank or national bank subsidiary may make an investment directly or in directly d esigned pr imarily to promote the public welfare under the community development investment authority in 12 USC 2 4(Eleventh) and its implementing regulation 12 CF R 24 (Part 24). Part 2 4 contains t he OCC standards for determining whether a n investment is designed to promote th e public welfare and procedures that apply to those investments. National banks must submit the completed form to provide an after-the-fact notice or to request prior approval of a

public welfare investment to the Community Affairs Department, Office of the Comptroller of the Currency, W ashington, DC 20219. Please contact the Community Affairs Department at (2 02) 649-6420 or CommunityAffairs@occ.treas.gov for more information. PLEASE PROVIDE THE FOLLOWING INFORMATION ABOUT THE INVESTING BANK. Bank name: Mailing address (street or P.O. box): Bank charter number: City, State, ZIP Code: Telephone number: Fax number: E-mail address: URL: CONTACT FOR INFORMATION: Name of bank contact responsible for form’s information: Name of bank contact responsible for CD investment (if different): Mailing address (street or P.O. box): Mailing address (street or P.O. box): City, State, ZIP Code: City, State, ZIP Code: Telephone number: Telephone number: Fax number: Fax number: E-mail address: E-mail address: PLEASE INDICATE THE PROCESS THE BANK REQUESTS BY CHECKING THE APPROPRIATE BOX, BELOW. After-the-fact notice (12 CFR 24.5(a)) - complete sections 1 and 2. Prior approval (12 CFR 24.5(b)) - complete section 2. CD-1 (Expiration Date: 07/31/2013 ) Form Part 24 Page 2 Section 1 – After-The-Fact Notice Only (12 CFR 24.5(a)) A bank may provide an after-the-fact notice of its Part 24 investment if the bank responds affirmatively to all The bank is “well-capitalized,” as defined in 12 CFR 24.2(i). Yes No The bank has a composite rating of 1 or 2 under the Uniform Financial Institutions Rating System. Yes No The bank’s most recent Community Reinvestment Act rating is satisfactory or outstanding. Yes No The bank is not under a cease and desist order, consent order, formal written agreement, or Prompt Corrective Action directive. Yes No Including this investment, the bank’s aggregate outstanding investments and commitments under Part 24 do not exceed 5 percent of its capital and surplus, unless the OCC has provided written approval of a written request by the bank allowing the bank to provide after-the-fact notices for investments that would raise the aggregate amount of the bank’s Part 24 investments beyond 5 percent of its capital and surplus. Yes No The investment does not involve properties carried on the bank’s books as “other real estate owned.” Yes No The OCC has not determined, in published guidance, that the investment is inappropriate for the after-the-fact notification. Yes No Has the bank responded affirmatively to all of the above requirements in order to provide an after-the-fact notice of its Part 24 investment? [The OCC may have provided written notification that the bank may submit Part 24...

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